CPD Training for brokers
At CC Compliance Solutions we can provide CPD training for your staff in the areas below, in a simple and relatable way, allowing them to understand how it effects their daily tasks in their job.
Anti-Money Laundering Legislation
– Anti-Money Laundering Requirements
– Customer Due Diligence
– Sources
– Identification
– Common Issues
– Documentation
– PEP (Politically Exposed Person)
– Inspections
Data Protection
– Controller vs Processor
– Consent
– Marketing
– Categories
– DPO (Data Protection Officer)
– Privacy Notices
– Data Requests
– Rights
– Breaches
Central Bank of Ireland Rules
– Client Information
– Knowing your customer
– Suitability
– Information
– Vulnerability
– Inspections
– Fines
– Client Information
– Knowing your customer
– Suitability
– Information
– Vulnerability
– Inspections
– Fines
Complaints
– Financial Services & Pensions Ombudsman