Pax Asset Management have been using CC Compliance for the last few years after we experienced some considerable growth as a business. We were looking for a safe pair of hands to help guide us along the ever-complicated path of compliance and consumer obligations. Having worked with CC Compliance over this period, we are confident we have that safe pair of hands. CC Compliance provide a straight talking, thorough and fair assessments of our firm’s compliance obligations and practises. We would highly recommend them.

Broker Assist Ltd were CC Compliance Solutions Ltd first customer back in 2016. We have been using their services ever since for ourselves and our broker agents. This company gives very practical and experienced advice in all aspects of compliance for our business. I would recommend them to any Broker out there who needs compliance advice, especially to those who do not have dedicated compliance personnel. You will be glad you made the contact and sleep better at night ensuring you are being given excellent compliance advice.

Caroline has helped me from Day one to get authorisation and then set up a new business that’s very different from the normal intermediary. Her advice has been very practical and what’s needed.